Guidelines

Guidance on industry best practice that members are strongly encouraged to follow

ALL ASISA MEMBERS

ASISA Guideline on Sharing of Information - 18 July 2024

ASISA Guideline on features of products that may pose a low risk for money laundering, terrorist financing and proliferation financing - 17 July 2024

ASISA Secure Data Exchange Guidelines - 28 June 2022

ASISA Competition Law Compliance Policy, Guidelines and Procedures - October 2021

ASISA Guidelines on the Protection of Personal Information - July 2021

ASISA Centralised Guideline on M&E for Consumer Financial Education - 26 July 2019

Tax Free Savings Account Transfer - 1 March 2018

TFSA Transfer Request and Transfer Certificate

ASISA Guideline on Unclaimed Assets - 1 June 2013

 

INVESTMENT MANAGEMENT INDUSTRY

ASISA Guideline on South African Multi-Asset – Income Fund Risk Disclosures – 17 September 2024

ASISA Guideline on CIS Ballots - 7 July 2021

ASISA Guidelines For Debt Listings - 11 March 2021

ASISA Guideline on Naming of CIS Portfolios - 22 October 2020

ASISA Valuation Guideline for Investment Portfolios - 15 July 2020

ASISA CIS Operations Guideline - October 2017

ASISA Guideline on Transaction Cost Methodologies - October 2016
     (This forms part of the ASISA Standard: Calculation and Disclosure of Total Expense Ratios and Transaction Costs)

ASISA Guideline on PA Trading Policy - 17 February 2010

 

LONG–TERM INSURANCE INDUSTRY

ASISA Guideline on Operational Risk - 22 July 2022

ASISA Guidelines for Assessing Disability due to Pulmonary Disorders - 28 July 2021

ASISA Guideline for Assessing Disability due to Spinal Impairment - 3 April 2024

ASISA Guidelines On Genetic Testing - 25 March 2021

ASISA Guideline on disclosures when group risk policies are terminated- 22 July 2020

ASISA Guideline on Claims Experience for Group Schemes - 2 July 2018

ASISA Guideline to the Management of Impairment Claims on Psychiatric Grounds - 2017

SASOP Guideline to the Management of Impairment Claims on Psychiatric Grounds - 2017

ASISA HIV Testing Guidelines - 7 October 2024